Chapter 1: Ultimate Study Notes: NISM Series IX Merchant Banking — (Part 1)
Ultimate Study Notes: NISM Series IX Merchant Banking — Chapter I (Part 1) Core Concepts & Structure of Capital Mark...
NISM-Series-9: Merchant Banking Mock Tests Study Notes
Revision notes and study material for NISM-Series-9: Merchant Banking Mock Tests exam preparation.
12 Apr 2026
• NISM-Series-9: Merchant Banking Mock Tests
12 Apr 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 1: Ultimate Study Notes: NISM Series IX Merchant Banking — (Part 2)
Ultimate Study Notes: NISM Series IX Merchant Banking — Chapter I (Part 2) Derivative Market Products Understanding Fina...
12 Apr 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 1: Ultimate Study Notes: NISM Series IX Merchant Banking — (Part 3)
Ultimate Study Notes: NISM Series IX Merchant Banking — Chapter I (Part 3) Detailed Analysis of Securities Market Partic...
12 Apr 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 1: Ultimate Study Notes: NISM Series IX Merchant Banking — (Part 4)
Ultimate Study Notes: NISM Series IX Merchant Banking — Chapter I (Part 4) Regulators in the Indian Financial System The...
12 Apr 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 2 (Part 1): Core Concepts, Merchant Banking vs. Investment Banking & Global Evolution
Part 1: Core Concepts, Merchant Banking vs. Investment Banking & Global Evolution 1. Defining Merchant Banking &a...
12 Apr 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 2 (Part 2): Evolution and Historical Growth of Merchant Banking in India
Part 2: Evolution and Historical Growth of Merchant Banking in India The development of merchant banking in India has ev...
12 Apr 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 2 (Part 3): Regulatory Framework & Monetary Penalties under the SEBI Act, 1992
Part 3: Regulatory Framework & Monetary Penalties under the SEBI Act, 1992 The capital markets in India operate unde...
12 Apr 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 2 (Part 4): Role, Powers, and Appellate Procedures of the Securities Appellate Tribunal (SAT)
Part 4: Role, Powers, and Appellate Procedures of the Securities Appellate Tribunal (SAT) The regulatory system governin...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 2 (Part 5): SEBI Registration Requirements & Key Provisions of the Companies Act, 2013
Part 5: SEBI Registration Requirements & Key Provisions of the Companies Act, 2013 This part outlines the statutory...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 2 (Part 6): Listing Regulations, SCRA (1956), and SCRR (1957) Framework
Part 6: Listing Regulations, SCRA (1956), and SCRR (1957) Framework 1. The Listing Process and Stock Exchange Regulat...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 2 (Part 7): Insider Trading, Takeovers, and Share Acquisition Regulations
Part 7: Insider Trading, Takeovers, and Share Acquisition Regulations 1. SEBI (Prohibition of Insider Trading) Regula...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 2 (Part 8): Intermediary Regulations — Bankers to an Issue, Registrars, and Share Transfer Agents
Part 8: Intermediary Regulations — Bankers to an Issue, Registrars, and Share Transfer Agents 1. Regulatory Overview...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 2 (Part 9): Specialty Regulations: REITs, InvITs, AIFs, and Allied Market Advisers
Part 9: Specialty Regulations: REITs, InvITs, AIFs, and Allied Market Advisers The Indian capital markets have evolved b...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 3 – (Part 1): SEBI Merchant Bankers Regulations: Registration, Activities, and Eligibility
SEBI Merchant Bankers Regulations: Registration, Activities, and Eligibility (Chapter III – Part 1) Merchant capital and...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 3 – (Part 2): SEBI Merchant Bankers Regulations: Code of Conduct, General Obligations, and Grievance Redressal
SEBI Merchant Bankers Regulations: Code of Conduct, General Obligations, and Grievance Redressal (Chapter III – Part 2)...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 4 – (Part 1): SEBI Capital Markets: Core Public Offerings, Specialized Placements, and Pricing Mechanisms
SEBI Capital Markets: Core Public Offerings, Specialized Placements, and Pricing Mechanisms (Chapter IV – Part 1) In the...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 4 – (Part 2): SEBI Issue Management: Price Stabilisation, Payment Intermediation, Investor Classification, and SME Platforms
SEBI Issue Management: Price Stabilisation, Payment Intermediation, Investor Classification, and SME Platforms (Chapter...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 5: Issue Management – Process and Underwriting (Part 1 of 8)
Chapter V: Issue Management – Process and Underwriting (Part 1 of 8) This study guide provides a detailed and structured...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 5: Issue Management – Process and Underwriting (Part 2 of 8)
Chapter V: Issue Management – Process and Underwriting (Part 2 of 8) This section provides a comprehensive study guide f...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 5: Issue Management – Process and Underwriting (Part 3 of 8)
Chapter V: Issue Management – Process and Underwriting (Part 3 of 8) This study guide provides a detailed and structured...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 5: Issue Management – Process and Underwriting (Part 4 of 8)
Chapter V: Issue Management – Process and Underwriting (Part 4 of 8) This study guide provides a detailed and structured...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 5: Issue Management – Process and Underwriting (Part 5 of 8)
Chapter V: Issue Management – Process and Underwriting (Part 5 of 8) This study guide provides a detailed and structured...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 5: Issue Management – Process and Underwriting (Part 6 of 8)
Chapter V: Issue Management – Process and Underwriting (Part 6 of 8) This study guide provides a detailed and structured...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 5: Issue Management – Process and Underwriting (Part 7 of 8)
Chapter V: Issue Management – Process and Underwriting (Part 7 of 8) This study guide provides a detailed and structured...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 5: Issue Management – Process and Underwriting (Part 8 of 8)
Chapter V: Issue Management – Process and Underwriting (Part 8 of 8) This study guide provides a detailed and structured...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 6: Issue Management: General Obligations and Due Diligence (Part 1 of 3)
NISM Series IX Merchant Banking Study Notes: Chapter VI – Issue Management: General Obligations and Due Diligence (Part...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 6: Issue Management: General Obligations and Due Diligence (Part 2 of 3)
NISM Series IX Merchant Banking Study Notes: Chapter VI – Issue Management: General Obligations and Due Diligence (Part...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 6: Issue Management: General Obligations and Due Diligence (Part 3 of 3)
NISM Series IX Merchant Banking Study Notes: Chapter VI – Issue Management: General Obligations and Due Diligence (Part...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 7: Mergers, Acquisitions, and Takeovers in India (Part 1 of 4)
Mergers, Acquisitions, and Takeovers in India: Foundational Concepts and Regulatory Framework (Part 1 of 4) Corporate re...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 7: Trigger Thresholds, Pricing Mechanics, and Exemptions (Part 2 of 4)
Mergers, Acquisitions, and Takeovers in India: Trigger Thresholds, Pricing Mechanics, and Exemptions (Part 2 of 4) In pu...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 7: Merchant Banker Obligations, Escrow Mechanisms, and Tendering Procedures (Part 3 of 4)
The Open Offer Process: Merchant Banker Obligations, Escrow Mechanisms, and Tendering Procedures (Part 3 of 4) The execu...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 7: Disinvestment, Buybacks, Delisting, Debt Securities, and SME Platforms: Key Merchant Banking Mandates (Part 4 of 4)
Disinvestment, Buybacks, Delisting, Debt Securities, and SME Platforms: Key Merchant Banking Mandates (Part 4 of 4) In a...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 8: Other Merchant Banking Activities — Disinvestment & PSU Performance Evaluation (Part 1)
Master Study Notes: Other Merchant Banking Activities — Disinvestment & PSU Performance Evaluation (Chapter VIII - P...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 8: Other Merchant Banking Activities — Regulatory Framework & Methods of Buyback (Part 2)
Other Merchant Banking Activities — Regulatory Framework & Methods of Buyback (Chapter VIII - Part 2) Introduction t...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 8: Other Merchant Banking Activities — Delisting of Equity Shares & Exit Opportunities (Part 3)
Other Merchant Banking Activities — Delisting of Equity Shares & Exit Opportunities (Chapter VIII - Part 3) Introduc...
24 Aug 2026
• NISM-Series-9: Merchant Banking Mock Tests
Chapter 8: Other Merchant Banking Activities — Debt, SME, and Employee Benefits (Part 4)
Master Study Notes: Other Merchant Banking Activities — Debt, SME, and Employee Benefits (Chapter VIII - Part 4) Role of...