NISM-Series-10A: Investment Advisor (Level 1) Mock Tests Study Notes

Revision notes and study material for NISM-Series-10A: Investment Advisor (Level 1) Mock Tests exam preparation.

18 Apr 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 1: Introduction to Financial Markets (Part One)

Chapter 1: Introduction to Financial Markets (Part One) Welcome to Part One of the comprehensive study notes for Chapter...

18 Apr 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 1: Introduction to Financial Markets (Part Two)

Chapter 1: Introduction to Financial Markets (Part Two) This segment provides a thorough and structured analysis of the...

18 Apr 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 1: Introduction to Financial Markets (Part Three)

Chapter 1: Introduction to Financial Markets (Part Three) This segment delivers an exhaustive and structured analysis of...

18 Apr 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 2: Complete Study Notes: Securities Market Segments (Part 1 - The Primary Market Landscape)

Complete Study Notes: Securities Market Segments (Part 1 - The Primary Market Landscape) Section 1: Introduction to the...

18 Apr 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 2: Comprehensive Study Notes: Securities Market Segments (Part 2 - Public Equity Issues & Pricing Mechanisms)

Comprehensive Study Notes: Securities Market Segments (Part 2 - Public Equity Issues & Pricing Mechanisms) Section 1...

18 Apr 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 2: Complete Study Notes: Securities Market Segments (Part 3 - Public Issue of Debt Securities)

Complete Study Notes: Securities Market Segments (Part 3 - Public Issue of Debt Securities) Section 1: Overview of the D...

18 Apr 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 2: Securities Market Segments (Part 4 - Private Placements, Secondary Market Dynamics, & Corporate Actions)

Complete Study Notes: Securities Market Segments (Part 4 - Private Placements, Secondary Market Dynamics, & Corporat...

18 Apr 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 3: Complete Study Notes: Mutual Funds (Part 1 - Core Concepts & Regulatory Framework)

Complete Study Notes: Mutual Funds (Part 1 - Core Concepts & Regulatory Framework) Section 1: Introduction to Mutual...

18 Apr 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 3: Complete Study Notes: Mutual Funds (Part 2 - SEBI Categorisation & Product Types)

Complete Study Notes: Mutual Funds (Part 2 - SEBI Categorisation & Product Types) Section 1: Introduction to SEBI Ca...

18 Apr 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 3: Complete Study Notes: Mutual Funds (Part 3 - Account Operations, Transaction Types & Compliance)

Complete Study Notes: Mutual Funds (Part 3 - Account Operations, Transaction Types & Compliance) Section 1: Introduc...

18 Apr 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 3: Complete Study Notes: Mutual Funds (Part 4 - Systematic Transactions & Portfolio Strategies)

Complete Study Notes: Mutual Funds (Part 4 - Systematic Transactions & Portfolio Strategies) Section 1: Introduction...

18 Apr 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 4: Investment Products (Part 1: Government Small Savings Instruments)

NISM Series XA Investment Adviser Level 1 Study Notes: Chapter IV - Investment Products (Part 1: Government Small Saving...

18 Apr 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 3: Investment Products (Part 2: Specialized Savings & Gold Instruments)

NISM Series XA Investment Adviser Level 1 Study Notes: Chapter IV - Investment Products (Part 2: Specialized Savings &am...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 4: Investment Products (Part 3: Fixed Income Instruments)

NISM Series XA Investment Adviser Level 1 Study Notes: Chapter IV - Investment Products (Part 3: Fixed Income Instrument...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 4: Investment Products (Part 3: Fixed Income Instruments)

NISM Series XA Investment Adviser Level 1 Study Notes: Chapter IV - Investment Products (Part 3: Fixed Income Instrument...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 4: Investment Products (Part 4: Alternative Investments)

NISM Series XA Investment Adviser Level 1 Study Notes: Chapter IV - Investment Products (Part 4: Alternative Investments...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 4: Investment Products (Part 5: Direct Equity & Chapter Summary)

NISM Series XA Investment Adviser Level 1 Study Notes: Chapter IV - Investment Products (Part 5: Direct Equity & Cha...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
CHAPTER V: MANAGING INVESTMENT RISK — COMPREHENSIVE STUDY NOTES

CHAPTER V: MANAGING INVESTMENT RISK — COMPREHENSIVE STUDY NOTES 1. UNDERSTANDING THE CONCEPT OF INVESTMENT RISK 1.1 Core...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 5: Measuring Investment Returns (Part 1)

Chapter VI: Measuring Investment Returns (Part 1) Measuring the performance of an investment is a fundamental skill for...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 5: Measuring Investment Returns (Part 2)

Chapter VI: Measuring Investment Returns (Part 2) Once you understand basic return calculations and compounding, you mus...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
CHAPTER 7: CONCEPT OF FINANCIAL PLANNING

CHAPTER VII: CONCEPT OF FINANCIAL PLANNING Financial planning is a structured, comprehensive approach that plays a funda...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 8: Asset Allocation and Investment Strategies — Comprehensive Study Notes

Chapter VIII: Asset Allocation and Investment Strategies — Comprehensive Study Notes Understanding Asset Classes: The Fo...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
NISM Series 10A Investment Adviser Level 1: Chapter 9 — Insurance Planning Study Notes

NISM Series XA Investment Adviser Level 1: Chapter IX — Insurance Planning Study Notes 1. Introduction to Insurance a...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Master Study Notes: NISM Series XA Investment Adviser - Chapter 10: Retirement Planning

Master Study Notes: NISM Series XA Investment Adviser - Chapter X: Retirement Planning Introduction to Retirement Planni...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
CHAPTER 11: TAX AND ESTATE PLANNING

CHAPTER XI: TAX AND ESTATE PLANNING 1. INTRODUCTION TO TAX PLANNING & HEADS OF INCOME Tax planning is an essentia...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 12: Regulatory Environment and Ethical Issues (Part 1)

Chapter XII: Regulatory Environment and Ethical Issues (Part 1) This comprehensive study note covers Part 1 of Chapter X...

26 Aug 2026 • NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
Chapter 12: Regulatory Environment and Ethical Issues (Part 2)

Chapter XII: Regulatory Environment and Ethical Issues (Part 2) This comprehensive study note covers Part 2 of Chapter X...

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