Test Your NISM-Series-2A: Registrars and Transfer Agents (Corporate) Mock Tests Knowledge in 5 Minutes

1. Which form is required for a legal heir to apply for transmission of physical securities to their name when the deceased was a single holder without a nominee?

A. Form IEPF-5 B. Form SH-4 C. Transmission Form D. Form ISR-1

2. _______ capital is for perpetuity from the point of view of the company.(NISM workbook)

A. Equity B. Both debt and equity C. Debt D. None of the above

3. Equity capital gives returns to the investors in the form of:(NISM workbook)

A. Capital Appreciation B. Dividend C. Both Dividend and Capital appreciation

4. The interest that a company will have to pay on the debt raised will depend upon its_______.(NISM workbook)

A. Default Risk B. Liquidity Risk C. Market Risk

5. Debt capital is always raised for short-term periods. State whether True or False.(NISM workbook)

A. TRUE B. FALSE

6. Which of the following is a hybrid security?(NISM workbook)

A. Non-convertible debentures B. Preference shares C. Equity shares D. All the options above

7. _____ rights give the equity investor a say in the management of the company.(NISM workbook)

A. Voting B. Dividend C. Both voting and dividend

8. A 20 percent dividend declared on face value of Rs. 10 and market price of Rs. 120 translates into a dividend payout of _____.(NISM workbook)

A. Rs. 24.00 B. Rs. 2.00 C. Rs. 20.00 D. Rs. 12.00

9. Preference shareholders get preference over debenture holders in the payment of dividend. State whether True or False.(NISM workbook)

A. TRUE B. FALSE

10. Which of the following is/are examples of corporate actions?(NISM workbook)

A. Bonus issue B. Stock split C. Dividend D. All the options given