Sample Questions
NISM-Series-2A: Registrars and Transfer Agents (Corporate) Mock Tests — 5 random MCQs with answers & explanations
← Back to NISM-Series-2A: Registrars and Transfer Agents (Corporate) Mock TestsThese 5 questions are randomly selected (standard MCQs only, not case-based).
Q1 Retail investors usually participate in equity during the company’s initial stage. True or False?
Explanation:
Promoters provide initial capital. Retail investors usually participate during IPOs or later stages.
Marks: 1
Q2 In an initial public offer of shares, which of the following modes of payment is mandatory?(NISM workbook)
Explanation:
Application Supported by Blocked Amount (ASBA) has been made the mandatory mode of payment for all categories of investors in IPOs.
Marks: 1
Q3 What is an IPO?
Explanation:
IPO is the first time a company offers shares to the public.
Marks: 1
Q4 Dematerialised securities are identified using ______.
Explanation:
International Securities Identification Number uniquely identifies securities globally.
Marks: 1
Q5 Shares underlying a Depository Receipt issue are held by ______.
Explanation:
Depository banks hold the underlying shares and issue receipts representing ownership to investors.
Marks: 1
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