NISM-Series-2A: Registrars and Transfer Agents (Corporate) Mock Tests
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Sample Questions
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Available Practice Tests
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NISM-Series-2A: Registrars and Transfer Agents (Corporate) Mock Tests 1
100 Questions • Mock Simulation
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NISM-Series-2A: Registrars and Transfer Agents (Corporate) Mock Tests 2
100 Questions • Mock Simulation
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NISM-Series-2A: Registrars and Transfer Agents (Corporate) Mock Tests 3
100 Questions • Mock Simulation
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NISM-Series-2A: Registrars and Transfer Agents (Corporate) Mock Tests 4
100 Questions • Mock Simulation
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NISM-Series-2A: Registrars and Transfer Agents (Corporate) Mock Tests 5
100 Questions • Mock Simulation
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NISM-Series-2A: Registrars and Transfer Agents (Corporate) Mock Tests 6
26 Questions • Mock Simulation
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Attempt full-length exam simulation with up to 100 questions (standard MCQs).
Locked - Purchase to UnlockExamination Objectives
- Have a foundational understanding of securities and securities markets.
- Broadly comprehend the functions and role of Registrars to an Issue and Share Transfer Agents (R&T Agents) within the corporate securities issuance and transaction processes.
- Be knowledgeable about the regulatory environment in India in which R&T Agents operate.
Assessment Structure
- It consists of 100 questions, with each question carrying 1 mark.
- Candidates are allotted 2 hours to complete the examination.
- The minimum passing score for the examination is 50%.
- There is no negative marking for incorrect answers.
- The exam covers knowledge competencies related to the basics of securities and markets, as well as the processing of corporate offerings and subsequent operations.
Syllabus Outline with Weights
| Chapter No | Chapter Name | Weightage (marks) |
|---|---|---|
| 1 | Introduction to Securities | 3 |
| 2 | Characteristic of Equity Shares | 6 |
| 3 | Characteristics of Debt Securities | 6 |
| 4 | Characteristics of Other Securities | 3 |
| 5 | Basics of Mutual Funds | 3 |
| 6 | SEBI- Role and Regulations | 14 |
| 7 | Public Offer of Securities | 5 |
| 8 | Modes of allotment of shares other than Public Offers | 2 |
| 9 | Processes related to Public Offering of shares | 8 |
| 10 | Roles and Responsibilities in a Public Issue | 6 |
| 11 | Depository Services | 6 |
| 12 | Processes related to Depositories | 16 |
| 13 | Investor interface with the R&T Agent | 10 |
| 14 | Secondary Market Transactions | 5 |
| 15 | Client Servicing | 7 |
| Total marks | 100 |
Study Materials
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NISM-Series-2A: Registrars and Transfer Agents (Corporate) Workbook
DownloadExam Instructions
- Each test contains multiple-choice questions.
- Each test contains up to 100 multiple-choice questions.
- The last test in a series may contain fewer questions if the bank does not divide evenly.
- Navigate freely between questions.
- Submit test to view your results.
- Good luck!
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