NISM-Series-24: AML and CFT Provisions in Securities Markets Mock Tests

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Available Practice Tests

Standard MCQs only (no case-based).

Test 1

100 Questions • Mock Simulation

Test 2

100 Questions • Mock Simulation

Test 3

100 Questions • Mock Simulation

Test 4

100 Questions • Mock Simulation

Test 5

100 Questions • Mock Simulation

Test 6

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Test 7

100 Questions • Mock Simulation

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Examination Objectives

On successful completion of the examination, a candidate should be able to:

Know the concepts of Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT) and related aspects, including the provisions of the Prevention of Money Laundering Act, 2002 (PMLA), and scheduled offences under the SEBI Act and the Companies Act.
Understand guidelines pertaining to AML standards, CFT, and Proliferation Financing (PF).

Assessment Structure

The examination consists of 50 questions, with each question carrying 1 mark, and candidates are required to complete the examination within 1 hour. The passing percentage for the examination is 50 percent, and there will be no negative marking.

Syllabus Outline with Weights

Chapter No.	Chapter Name	Weightage (marks)
Part A
1	Introduction to Anti Money Laundering (AML), Combating the Financing of Terrorism (CFT) and Proliferation Financing (PF)	6
2	Prevention of Money Laundering Act, 2002 (PMLA)	8
3	The Prevention of Money-laundering (Maintenance of Records) Rules, 2005	8
Part B
4	Scheduled Offences	3
5	Anti Money Laundering (AML), Combating the Financing of Terrorism (CFT) and Proliferation Financing (PF) Guidelines	5
6	SEBI Guidelines for Anti Money Laundering (AML) Standards, Combating the Financing of Terrorism (CFT) and Proliferation Financing (PF)	7
7	SEBI guidelines for KYC norms in Securities Market	8
8	Discussion on PMLA related Cases	5
	Total Marks	50

Study Materials

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NISM-Series-24: AML and CFT Provisions in Securities Markets Workbook

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Exam Instructions

Each test contains multiple-choice questions.
Total 100 questions per test.
Navigate freely between questions.
Submit test to view your results.
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