NISM-Series-9: Merchant Banking Mock Tests

Choose a practice test and start preparing smartly.

Purchase Required

To access the practice tests and study materials for NISM-Series-9: Merchant Banking Mock Tests, you need to purchase access to this subject.

₹899.00 ₹499.00
Save ₹400.00

30 days access to all tests with Smart Result Analysis

Available Practice Tests

Standard MCQs only (no case-based).

Test Action
Test 1
100 Questions • Mock Simulation
Free First Test
Test 2
100 Questions • Mock Simulation
Test 3
100 Questions • Mock Simulation
Test 4
100 Questions • Mock Simulation
Test 5
100 Questions • Mock Simulation
Test 6
100 Questions • Mock Simulation

Ready for the Final Challenge?

Attempt full-length exam simulation with 100 questions (standard MCQs).

Examination Objectives 

Gain a better understanding of various regulations within the Merchant Banking Domain.
Develop knowledge competencies related to the financial structure in India and the significance of the rules and regulations governing the Indian securities market.
Know the basics of Merchant Banking in India.
Understand how Merchant Bankers function in relation to the Issue Management Process, Substantial Acquisition of Equity Shares, Buyback of Equity Shares, and Delisting of Shares.
Be familiar with the regulatory environment in which Merchant Bankers operate in India.

Assessment Structure 

It consists of 100 questions.
Each question is worth 1 mark.
The examination duration is 2 hours.
A passing score of 60% is required.
There is a negative marking of 25% for each incorrect answer.

Syllabus Outline with Weights:

Chapter No. Chapter Name Weightage (marks)

1

Introduction to Capital Market

Not provided

2

Introduction to Merchant Banking

Not provided

3

Registration, Code of Conduct & General Obligations of Merchant Bankers in India

Not provided

4

Issue Management – Important Terms

Not provided

5

Issue Management - Process and Underwriting

Not provided

6

Issue Management - General Obligations of Merchant Bankers and Due Diligence

Not provided

7

Other Merchant Banking Activities - Mergers, Acquisitions & Takeovers

Not provided

8

Other Merchant Banking Activities - Disinvestment, Buyback of Equity Shares

Not provided

 

Total

100

Study Materials

Download or open materials for this subject.

NISM-Series-9: Merchant Banking Workbook
Download

Exam Instructions

  • Each test contains multiple-choice questions.
  • Total 100 questions per test.
  • Navigate freely between questions.
  • Submit test to view your results.
  • Good luck!

Subjects We Offer

Practice structured mock tests designed exactly like real NISM exams.

NISM-Series-8: Equity Derivatives Mock Tests
IBBI Registered Valuer – Land & Building Mock Tests
IBBI Registered Valuer – Securities or Financial Assets Mock Tests
SEBI - Investor Certification Exam - Financial Planning Guide
NCFM Financial Market Beginner Module Mock Test
IC 11 Practice of General Insurance Mock Tests
NISM-Series-15: Research Analyst Mock Tests
IBBI Registered Valuer – Plant & Machinery Mock Tests
NCFM Fundamental Analysis Mock Test
IC 02 Practice of Life Insurance Mock Tests
NISM-Series-5A: Mutual Fund Distributor Mock Tests
NCFM Technical Analysis Module Mock Test
IC 01 Principles of Insurance Mock Tests
NISM-Series-1: Currency Derivatives Mock Tests
NCFM Derivatives Market (Dealers) Module Mock Test
NISM-Series-7: Securities Operations and Risk Management (SORM) Mock Tests
NISM-Series-16: Commodity Derivatives Mock Tests
NISM-Series-10A: Investment Advisor (Level 1) Mock Tests
NISM-Series-10B: Investment Advisor (Level 2) Mock Tests
NISM-Series-2A: Registrars and Transfer Agents (Corporate) Mock Tests
NISM-Series-2B: Registrars and Transfer Agents (Mutual Fund) Mock Tests
NISM-Series-4: Interest Rates Derivatives Mock Tests
NISM-Series-6: Depository Operations Mock Tests
NISM-Series-13: Common Derivatives Mock Test
NISM-Series-19A: Alternative Investment Funds (Category I and II) Distributors Mock Tests
NISM-Series-21A: Portfolio Management Services (PMS) Distributors Mock Tests
NISM-Series-21B: Portfolio Managers Mock Tests
NISM-Series-23: Social Impact Assessors Mock Tests
NISM-Series-24: AML and CFT Provisions in Securities Markets Mock Tests
NISM-Series-3A: Securities Intermediaries Compliance (Non-Fund) Mock Tests
NISM-Series-9: Merchant Banking Mock Tests
NISM-Series-12: Securities Markets Foundation Mock Tests
NISM-Series-19C: Alternative Investment Fund Managers Mock Tests
NISM-Series-5B: Mutual Fund Foundation Mock Tests
NISM-Series-19B: Alternative Investment Funds (Category III) Distributors Mock Tests
NISM-Series-19D: Category I and II Alternative Investment Fund Managers Mock Tests
NISM-Series-19E: Category III Alternative Investment Fund Managers Mock Tests
NISM-Series-17: Retirement Adviser Mock Tests
SEBI - Investor Certification Exam - Financial Education Booklet Mock Tests
SEBI - Investor Certification Exam - Securities Market Booklet Mock Tests
IRDAI - IC 38 Insurance Agent Mock Tests
IRDAI - IC 72 Motor Insurance Mock Tests
NISM IFSCA 01: Anti Money Laundering and Counter Terrorist Financing Certification in the IFSC
Fixed Income Securities Mock Test