NISM-Series-9: Merchant Banking Mock Tests

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Available Practice Tests

Standard MCQs only (no case-based).

Test 1

100 Questions • Mock Simulation

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Test 2

100 Questions • Mock Simulation

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Test 3

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Test 4

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Test 5

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Test 6

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Examination Objectives 

Gain a better understanding of various regulations within the Merchant Banking Domain.
Develop knowledge competencies related to the financial structure in India and the significance of the rules and regulations governing the Indian securities market.
Know the basics of Merchant Banking in India.
Understand how Merchant Bankers function in relation to the Issue Management Process, Substantial Acquisition of Equity Shares, Buyback of Equity Shares, and Delisting of Shares.
Be familiar with the regulatory environment in which Merchant Bankers operate in India.

Assessment Structure 

It consists of 100 questions.
Each question is worth 1 mark.
The examination duration is 2 hours.
A passing score of 60% is required.
There is a negative marking of 25% for each incorrect answer.

Syllabus Outline with Weights:

Chapter No. Chapter Name Weightage (marks)

1

Introduction to Capital Market

Not provided

2

Introduction to Merchant Banking

Not provided

3

Registration, Code of Conduct & General Obligations of Merchant Bankers in India

Not provided

4

Issue Management – Important Terms

Not provided

5

Issue Management - Process and Underwriting

Not provided

6

Issue Management - General Obligations of Merchant Bankers and Due Diligence

Not provided

7

Other Merchant Banking Activities - Mergers, Acquisitions & Takeovers

Not provided

8

Other Merchant Banking Activities - Disinvestment, Buyback of Equity Shares

Not provided

 

Total

100

Study Materials

Download or open materials for this subject.

NISM-Series-9: Merchant Banking Workbook
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Exam Instructions

  • Each test contains multiple-choice questions.
  • Total 100 questions per test.
  • Navigate freely between questions.
  • Submit test to view your results.
  • Good luck!

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