Part 1: NISM Series VII SORM - Introduction to Securities Market
NISM Series VII – Securities Operations and Risk Management: Chapter 1 – Introduction to the Securities Market If you ar...
Study Notes
Comprehensive study materials and notes to help you prepare for NISM exams.
16 Apr 2026
• NISM-Series-7: Securities Operations and Risk Management Mock Tests
16 Apr 2026
• NISM-Series-7: Securities Operations and Risk Management Mock Tests
Part 2: NISM Series VII SORM - Market Participants
NISM Series VII SORM – Chapter 2: Market Participants in the Securities Market This is Chapter 2 of the NISM Series VII...
16 Apr 2026
• NISM-Series-7: Securities Operations and Risk Management Mock Tests
Part 3: NISM Series VII SORM - Securities Broking Operations, Trade Life Cycle, Order Types
NISM Series VII SORM – Chapter 3: Introduction to Securities Broking Operations (Trade Life Cycle, Order Types, KYC) Thi...
16 Apr 2026
• NISM-Series-7: Securities Operations and Risk Management Mock Tests
Part 4: NISM Series VII SORM - Risk Management
NISM Series VII SORM – Chapter 4: Risk Management (Margins, SPAN, Base Capital, Pre-Trade Controls) This is Chapter 4 of...
16 Apr 2026
• NISM-Series-7: Securities Operations and Risk Management Mock Tests
Part 5: NISM Series VII SORM - Clearing Process
NISM Series VII SORM – Chapter 5: The Clearing Process (Clearing Corporation, Netting, Depository) This is Chapter 5 of...
16 Apr 2026
• NISM-Series-7: Securities Operations and Risk Management Mock Tests
Part 6: NISM Series VII SORM - Settlement Process
NISM Series VII SORM – Chapter 6: The Settlement Process (T+2, Auctions, Corporate Actions) This is Chapter 6 of the NIS...
16 Apr 2026
• NISM-Series-7: Securities Operations and Risk Management Mock Tests
Part 7: NISM Series VII SORM - Investor Grievances, Arbitration, and Other Broker Services
NISM Series VII SORM – Chapter 7: Investor Grievances, Arbitration, and Other Broker Services This is the final chapter...